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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-10 |
| WI | RA | APPROVED | 2024-11-14 |
Branch Locations
10000 W Innovation Drive Suite 190, Wauwatosa, WI 53226 • United States
W232 N6160 Waukesha Avenue, Sussex, WI 53089 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ellenbecker Investment Group | Pewaukee | WI | 07/2013 | 01/2018 |
| Bronfman Rothschild | Delafield | WI | 01/2018 | 12/2019 |
| Drake & Associates, Llc | Waukesha | WI | 12/2019 | 02/2023 |
| Wealthspire Advisors | Delafield | WI | 01/2018 | 12/2019 |
| The Prudential Insurance Company Of America | Wauwatosa | WI | 02/2023 | Present |
| Pruco Securities Llc | Wauwatosa | WI | 02/2023 | 11/2024 |
| Lpl Enterprise, Llc | Sussex | WI | 11/2024 | Present |
1) 09/13/2024- Elevate Wealth Management- DBA for LPL Business (entity for LPL business)- Financial Planning and Investment Management- INV Related- At WAUWATOSA, WI- Start Date 01/02/2024- 200 HRS MTH- 130 HRS During Trading 2) 12/02/2025-Prudential Sponsored Non-Variable Insurance-Agent-Non-Variable Insurance/Insurance Agency-Inv related-At Sussex, WI-80hrs/mth-80hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-03-27 |
| S66 | Uniform Combined State Law Examination | 2014-03-18 |
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