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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-09-05 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 12/2011 | 09/2023 |
| E*Trade Capital Management Llc | Sandy | UT | 01/2012 | 09/2023 |
| Morgan Stanley Smith Barney Llc | Sandy | UT | 09/2023 | Present |
*435471- Rental Property; Investment related-Yes; SALT LAKE CTY, Utah; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2011 During business hours: 0; After business hours: 10; Rental Property, apartment building
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-19 |
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