Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-19 |
| NM | RA | APPROVED | 2009-05-27 |
Branch Locations
6301 Uptown Blvd Ne Suite 100, Albuquerque, NM 87110-4132 • United States
Albuquerque, NM • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets | Albuquerque | NM | 05/2009 | Present |
| City National Bank | Albuquerque | NM | 09/2020 | Present |
ALZHEIMER'S ASSOCIATION - NEW MEXICO CHAPTER; ADDRESS: 9500 MONTGOMERY BLVD NE SUITE 121 ALBUQUERQUE, NM 87111; BUSINESS DESCRIPTION: ALZHEIMER'S ASSOCIATION; NOT INVESTMENT RELATED; START DATE: 01/01/2010; CAPACITY: BOARD OF DIRECTORS, TREASURER; DUTIES: TREASURER, FINANCE COMMITTEE, BOARD OF DIRECTORS; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-18 |
Reach out to this advisor