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Charleen L Gustafson

Morgan Stanley

Mandeville, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-04-27
LA RA APPROVED 2010-11-12
  • TX RA
    APPROVED_RES
    Since 2012-04-27
  • LA RA
    APPROVED
    Since 2010-11-12

Branch Locations

1261 West Causeway Approach, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Covington LA 02/2006 Present
  • 02/2006 → Present
    Citigroup Global Markets Inc.
    Covington, LA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-04-06
  • S63 Uniform Securities Agent State Law Examination
    2012-04-06
Other Names
  • Charleen Laviolette Sorensen
  • Charleen M Sorensen

View on SEC IAPD

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EDELMAN FINANCIAL ENGINES
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GT FINANCIAL, LTD., L.L.C.

Other Investors

JEFFREY DAVID BRUCE
STEWART RYAN SHIELDS
MICHAEL T HUERSTEL
DOUGLAS C TATE
RICHARD S DANIELSON
PHILBERT J DEMARIE
JEANINE MARIE CAZAUBON
DARRYL NORMAN MIERL

Other Offices

LPL FINANCIAL LLC · MANDEVILLE, LA
CONCURRENT INVESTMENT ADVISORS, LLC · Mandeville, LA
EAGLE STRATEGIES LLC · MANDEVILLE, LA
AMERIPRISE FINANCIAL SERVICES, LLC · MANDEVILLE, LA
LPL FINANCIAL LLC · MANDEVILLE, LA
SILVER OAK SECURITIES, INCORPORATED · MADISONVILLE, LA
EDELMAN FINANCIAL ENGINES · MANDEVILLE, LA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MANDEVILLE, LA

More in Mandeville, LA

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