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Salim Reshwan

Auxi Asset Management, LLC

Danville, CA

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Current Employers
Auxi Asset Management, Llc

402 Railroad Ave Suite 201, Danville, CA 94526 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

402 Railroad Ave Suite 201, Danville, CA 94526 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Auxi Asset Management, Llc San Francisco CA 04/2005 Present
Mutual Securities, Inc Camarillo CA 05/2012 12/2020
Previous Registrations
  • 2011-11-04 → 2012-06-07
    Stone & Youngberg Llc
    San Francisco, CA
  • 2011-11-04 → 2012-06-04
    San Francisco, CA
  • 2006-05-08 → 2011-11-03
    Stone & Youngberg Llc
    San Francisco, CA
    San Francisco, CA
  • 2006-08-30 → 2008-12-24
    S & Y Asset Management Llc
    San Francisco, CA
    San Francisco , CA
    San Francisco, CA
  • 2000-08-11 → 2002-08-15
    Robertson Stephens, Inc.
    Sfo, CA
Other Businesses

AUXI ASSET MANAGEMENT, PARTNERSHIP, 402 RAILROAD AVE, SUITE 201,DANVILLE, CA 94526; RIA; INVESTMENT RELATED, 50% OWNERSHIP; OFFICER; 10 HOURS/WEEK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-04
S63 Uniform Securities Agent State Law Examination 1995-08-24
  • S65 Uniform Investment Adviser Law Examination
    2006-05-04
  • S63 Uniform Securities Agent State Law Examination
    1995-08-24
Other Names
  • Sam Reshwan
  • Salim S Reshwan

View on SEC IAPD

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