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402 Railroad Ave Suite 201, Danville, CA 94526 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
402 Railroad Ave Suite 201, Danville, CA 94526 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Auxi Asset Management, Llc | San Francisco | CA | 04/2005 | Present |
| Mutual Securities, Inc | Camarillo | CA | 05/2012 | 12/2020 |
AUXI ASSET MANAGEMENT, PARTNERSHIP, 402 RAILROAD AVE, SUITE 201,DANVILLE, CA 94526; RIA; INVESTMENT RELATED, 50% OWNERSHIP; OFFICER; 10 HOURS/WEEK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-24 |
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