Michael J Joseph Lappin

Current Employers

Employment History

• 01/2012 → Present
  Ubs Financial Services Inc
  Raleigh, NC

Previous Registrations

• 1998-01-12 → 2012-01-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cary, NC
  Raleigh, NC

Other Businesses

TOE LLC; 109 Truehart, Morrisville, NC 27560; Fishing Tournaments; Partner; Fishing Tournaments; 9/14/2011; Business hours per month: No // DIABETIC DABS; 3 Bishop Lne, Middleton, MA 01949; Diabetic solution; Partner; passive investor; 1/13/2014; Business hours per month: No // GWINNETT COUNTY HOCKEY, LLC ATLANTA GLADIATORS; PO Box 957238, Duluth, GA 30095; Professional Ice Hockey; Partner; Will be an owner with passive role. Probably less than 4 hours a month; 10/6/2017; Business hours per month: Yes // AMCJ INC. LLC; 105 Barkridge Ct, Morrisville, NC 27560; Charter Fishing Business; Proprietor/owner; Handling the financials of the business; 12/22/2017; Business hours per month: No // MJL VENTURES LLC; 105 Barkridge Ct, Morrisville, NC; Ownership of Boat; Proprietor/owner; Ownership of Boat in LLC; 12/22/2017; Business hours per month: No // CASF LLC; 105 Barkridge Ct, Morrisville, NC 27560; Placing personal boat into an LLC. Will do limited charter fishing and boating tours. The boat will be primarily used for my personal pleasure/activities; Proprietor/owner; Handling the financials of the business; 1/1/2019; Business hours per month: No// Lappin Capital LLC, Real Estate Investment, Member of a committee with management / supervisor functions, Oversightstart date-3/1/2023, Boston MA United States-02210.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-08-27
• S63 Uniform Securities Agent State Law Examination
  1994-08-25

Other Names

• Michael J Lappin
• Michael Joseph Lappin