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640 Fifth Avenue 4Th Fl., New York, NY 10019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-23 |
| NJ | RA | APPROVED | 2018-10-26 |
Branch Locations
640 Fifth Avenue 4Th Fl., New York, NY 10019 • United States
Madison, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ladenburg Thalmann & Co., Inc. | Morristown | NJ | 10/2015 | Present |
JAG FUND/ABTA CHARITY INVESTMENT RELATED: NO NATURE: FAMILY CHARITY TITLE: BOARD MEMBER - NO COMPENSATION STATE DATE: 1997 HOURS PER YEAR: 25-50 TRADING HOURS: 0 ADDRESS: 955 RED COAT FARM DR, CHALFONT PA 18914
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-27 |
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