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725 Fifth Ave., 23Rd Fl., New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-03-12 |
| NY | RA | APPROVED | 2024-03-11 |
Branch Locations
725 Fifth Avenue, 23Rd Fl., New York, NY 10022 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | Port Washington | NY | 01/2007 | 09/2017 |
| Aegis Capital Corp | New York | NY | 09/2017 | 03/2024 |
| Dominari Securities Llc | New York | NY | 03/2024 | Present |
(1) ECC NEW CAPITAL LLC, 75 TRESSER BLVD. UNIT 244 STAMFORD, CT 06901; NOT INVESTMENT RELATED, OWNER, PERSONAL LLC BILL PAYING ENTITY AND REAL ESTATE HOLDINGS; START DATE: 12/01/2017; 1 HOUR PER MONTH DEVOTED TO BUSINESS; 0 HOURS DURING SECURITIES TRADING HOURS. (2) Insurance Licensed Producer. 725 5th Ave 23 Floor NY, NY 10022. VA could be Securities Related, Insurance (Life and VA) 9/17/2024 1 Hrs per month 0 hrs regular MKT HRS (3) American Ventures Series LLC, Manager - Jupiter, FL - 80hrs per month/4 hrs per month during business hrs - Investment related. (4) American Ventures Acquistion Corp 1 - Manager - Grand Cayman - 5 hrs per month - Investment related (5) SIM Sponsor 1 LLC SPAC, New York, NY 100222 - 5 hrs per month - Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-30 |
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