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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1999-09-22 |
| AR | RA | APPROVED | 1996-02-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Fort Smith | AR | 07/2011 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Smith | AR | 06/1994 | Present |
I*128861 For profit or not for profit: For-Profit Organization Name of outside business organization: getoutintothewoodz.com Investment related: N Address of business: Fort Smith, Arkansas 72903 Nature of business: Sole Proprietorship Position, title, association: Owner, Start date of relationship: 11/1/2019 Number of hours devoted: 15 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This is an outdoor adventure travel and cooking blog. This is a blog that I share my personal experience on how to get out of the normal routine and outside your comfort zone with your family to create lasting memories. I*, Entity Type Fiduciary Role, Name of OBA:MLPF& S CUST FPO MR D L W RRA FBO MR D L W Address: Fort Smith, Arkansas, 72903 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 06/28/2024 No Hours: 0No Hours during trading:0 Duties: Power of Attorney I*: 1991283 Entity Type: Not for Profit Name of OBA: East Side Baptist Church Address: Fort Smith, AR Investment Related: No Position, Title, Association: committee position Employee Start Date: 1.1.2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Budget/Finance Committee Member of the committee: Meet monthly to review the church's budget statements. Annually budget is submitted to the committee from the staff of the church and then to the church for approval.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-26 |
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