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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1999-09-22
AR RA APPROVED 1996-02-22
  • TX RA
    APPROVED_RES
    Since 1999-09-22
  • AR RA
    APPROVED
    Since 1996-02-22

Branch Locations

3220 Old Greenwood Rd, Fort Smith, AR 72903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Fort Smith AR 07/2011 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Smith AR 06/1994 Present
Other Businesses

I*128861 For profit or not for profit: For-Profit Organization Name of outside business organization: getoutintothewoodz.com Investment related: N Address of business: Fort Smith, Arkansas 72903 Nature of business: Sole Proprietorship Position, title, association: Owner, Start date of relationship: 11/1/2019 Number of hours devoted: 15 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This is an outdoor adventure travel and cooking blog. This is a blog that I share my personal experience on how to get out of the normal routine and outside your comfort zone with your family to create lasting memories. I*, Entity Type Fiduciary Role, Name of OBA:MLPF& S CUST FPO MR D L W RRA FBO MR D L W Address: Fort Smith, Arkansas, 72903 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 06/28/2024 No Hours: 0No Hours during trading:0 Duties: Power of Attorney I*: 1991283 Entity Type: Not for Profit Name of OBA: East Side Baptist Church Address: Fort Smith, AR Investment Related: No Position, Title, Association: committee position Employee Start Date: 1.1.2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Budget/Finance Committee Member of the committee: Meet monthly to review the church's budget statements. Annually budget is submitted to the committee from the staff of the church and then to the church for approval.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-24
S63 Uniform Securities Agent State Law Examination 1994-08-26
  • S65 Uniform Investment Adviser Law Examination
    1996-01-24
  • S63 Uniform Securities Agent State Law Examination
    1994-08-26
Other Names
  • Dennis L Wood
  • Dennis Lee Wood
  • Dennis L Wood Jr

View on SEC IAPD

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