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Inactive

Richard Cheung

Oppenheimer & Co. Inc.

New York, NY

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-03
  • NY RA
    APPROVED
    Since 2025-06-03

Branch Locations

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist New York NY 05/2021 12/2023
Alternative Investment Group Southport CT 08/2005 09/2020
Unemployed Westport CT 09/2020 04/2021
Unemployed Westport CT 01/2024 04/2025
Oppenheimer & Co. Inc. New York NY 05/2025 Present
  • 05/2021 → 12/2023
    Truist
    New York, NY
  • 08/2005 → 09/2020
    Alternative Investment Group
    Southport, CT
  • 09/2020 → 04/2021
    Unemployed
    Westport, CT
  • 01/2024 → 04/2025
    Unemployed
    Westport, CT
  • 05/2025 → Present
    Oppenheimer & Co. Inc.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-23
  • S65 Uniform Investment Adviser Law Examination
    2021-06-23
Other Names
  • Rich Cheung
  • Richard Cheung
  • Richard Nmn Cheung

View on SEC IAPD

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P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
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