Thomas Edward Brunelle

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-03-22
ME	RA	APPROVED	2013-02-25

TX RA
APPROVED_RES

Since 2021-03-22
ME RA
APPROVED

Since 2013-02-25

Branch Locations

707 Sable Oaks Dr Ste 390, S Portland, ME 04106-6953 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	S Portland	ME	04/2003	Present
Trss Wealth Management, Llc	S Portland	ME	01/2014	01/2021

04/2003 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

S Portland, ME
01/2014 → 01/2021

Trss Wealth Management, Llc

S Portland, ME

Previous Registrations

2014-02-21 → 2021-01-11

Trss Wealth Management Llc

Scarborough, ME

Other Businesses

1. 04/11/2003 - TRSS WEALTH MANAGEMENT LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-02-22
S63	Uniform Securities Agent State Law Examination	1994-08-22

S66 Uniform Combined State Law Examination

2013-02-22
S63 Uniform Securities Agent State Law Examination

1994-08-22

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews