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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2024-03-21
  • ME RA
    APPROVED
    Since 2024-03-21

Branch Locations

707 Sable Oaks Drive Suite 203, South Portland, ME 04106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Merrimack NH 04/2021 10/2023
Pratt And Whitney North Berwick ME 06/2018 04/2021
University Of Maine At Orono Orono ME 09/2014 05/2018
Lake Region Painting Shapleigh ME 06/2014 08/2018
Husson University Bangor ME 01/2020 03/2021
University Of Maine Orono ME 08/2015 12/2018
Cetera Advisors Llc St Cloud MN 11/2023 Present
Iis Financial Services South Portland ME 11/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Pine Harbor Advisors South Portland ME 07/2025 Present
  • 04/2021 → 10/2023
    Fidelity Investments
    Merrimack, NH
  • 06/2018 → 04/2021
    Pratt And Whitney
    North Berwick, ME
  • 09/2014 → 05/2018
    University Of Maine At Orono
    Orono, ME
  • 06/2014 → 08/2018
    Lake Region Painting
    Shapleigh, ME
  • 01/2020 → 03/2021
    Husson University
    Bangor, ME
  • 08/2015 → 12/2018
    University Of Maine
    Orono, ME
  • 11/2023 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 11/2023 → Present
    Iis Financial Services
    South Portland, ME
  • 03/2024 → Present
    Schaumburg, IL
  • 07/2025 → Present
    Pine Harbor Advisors
    South Portland, ME
Previous Registrations
  • 2021-09-08 → 2022-09-22
    Fidelity Personal And Workplace Advisors
    Merrimack, NH
Other Businesses

NAME OF OTHER BUSINESS: IIS FINANCIAL SERVICES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: PINE HARBOR ADVISORS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-17
  • S66 Uniform Combined State Law Examination
    2021-08-17
Other Names
  • Colby Jordan Perigo
  • Colby Perigo

View on SEC IAPD

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