Carl Frederick Hanson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → Present
  Iis Financial Services Dba Financial Services
  South Portland, ME
• 09/2006 → 10/2016
  Investors Capital Corp
  Lynnfield, MA
• 10/2016 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 10/2009 → 10/2021
  86 Winter Street
  Portland, ME
• 08/2015 → 07/2019
  Fork Food Lab
  Portland, ME
• 07/2019 → 12/2019
  Stroudwater Wealth Management
  South Portland, ME
• 01/2021 → Present
  Stroudwater Capital, Llc
  Portland, ME
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2025 → Present
  Pine Harbor Advisors
  South Portland, ME

Previous Registrations

• 2022-01-26 → 2023-03-16
  Stroudwater Wealth Management
  South Portlant, ME
• 2019-11-19 → 2021-12-31
  Stroudwater Wealth Management
  South Portland, ME
• 2012-01-18 → 2016-10-03
  Investors Capital Corp.
  South Portland, ME
  Lynnfield, MA
  Augusta, ME
  South Portland, ME
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA

Other Businesses

1) NAME OF OTHER BUSINESS: IIS FINANCIAL SERVICES INVESTMENT-RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 2010 APX NUMBER OF HOURS PER WEEK: 2.5 APX NUMBER OF TRADING HOURS PER WEEK: 2.5 POSITION/TITLE/RELATIONSHIP: OWNER BRIEF DESCRIPTION OF DUTIES: MANAGER & ADVISOR 2) NAME OF OTHER BUSINESS: STROUDWATER CAPITAL, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: REAL ESTATE, START DATE: 01/2021, POSITION/TITLE/RELATIONSHIP: OWNER/OPERATOR, APX NUMBER OF HOURS PER WEEK: 5, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COLLECT RENT, COMMUNICATE WITH MAINTENANCE; 3. NAME OF OTHER BUSINESS: PINE HARBOR ADVISORS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2012-01-10
• S63 Uniform Securities Agent State Law Examination
  2007-12-18

Designations

• Certified Financial Planner