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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-26 |
| NC | RA | APPROVED | 2005-06-23 |
| FL | RA | APPROVED | 1997-05-27 |
Branch Locations
16 Towne Place Dr Ste 120, Hendersonville, NC 28792-5892 • United States
Hendersonville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Hendersonville | NC | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Hendersonville | NC | 03/2020 | Present |
Board of Directors; Grace Community Church; Elder; 495 Cardinal Road, , Mills River, NC, 28759; Not Investment-Related; 11/01/2010; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Trumpet Playing; Play trumpet for misc groups that ask for my participation; My personal address, ,; ; 07/02/1967; 1 to 9 hours per month; .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-19 |
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