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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-12-18 |
Branch Locations
1873 S Bellaire St Ste 1600, Denver, CO 80222 • United States
Castle Rock, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tom Goris | Skokie | IL | 03/2014 | 12/2019 |
| Northwestern Mutual Investment Services, Llc | Skokie | IL | 03/2014 | Present |
| Scott Theodore | Denver | CO | 01/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-21 |
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