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Elizabeth Anne Worsnop

Ubs Financial Services Inc.

Houston, TX

Weehawken, NJ

Houston, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-29
  • TX RA
    APPROVED
    Since 2020-04-29

Branch Locations

4400 Post Oak Parkway Suite 1700, Houston, TX 77027 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Field Rep TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Field Rep TX 11/2016 10/2019
Unemployed Houston TX 11/2019 04/2020
Ubs Financial Services Inc Houston TX 04/2020 Present
Previous Registrations
  • 2008-07-31 → 2019-10-29
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
    Houston, TX
    Houston, TX
  • 2008-03-27 → 2008-07-02
    Raymond James & Associates, Inc.
    Houston, TX
    Houston, TX
  • 2003-12-04 → 2008-03-28
    Morgan Keegan & Company, Llc
    Houston, TX
    Houston, TX
  • 2003-03-07 → 2003-12-09
    Chase Investment Services Corp.
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-22
S63 Uniform Securities Agent State Law Examination 1995-10-25
  • S65 Uniform Investment Adviser Law Examination
    1996-11-22
  • S63 Uniform Securities Agent State Law Examination
    1995-10-25
Other Names
  • Liz Worsnop
  • Elizabeth Anne Worsnop
  • Elizabeth Worsnop

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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