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Patsy Ralph Mandola

Retirement Planners Of America

Plano, TX

Houston, TX

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Current Employers
Retirement Planners Of America

2820 Dallas Parkway, Plano, TX 75093 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-08-02
  • TX RA
    APPROVED
    Since 2013-08-02

Branch Locations

2820 Dallas Parkway, Plano, TX 75093 • United States

1885 St. James Place, Suite 700, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mmwkm Advisors, Llc Plano TX 06/2013 Present
  • 06/2013 → Present
    Mmwkm Advisors, Llc
    Plano, TX
Previous Registrations
  • 2012-04-03 → 2013-06-17
    Orr Financial Group
    Houston, TX
  • 2007-02-20 → 2012-03-19
    Grove Point Investments, Llc
    Rockville, MD
    Rockville, MD
    Katy, TX
    Houston, TX
  • 2006-07-18 → 2007-02-21
    Next Financial Group, Inc.
    Poughquag, NY
    Houston, TX
Other Businesses

INDEPENDENT INSURANCE AGENT FOR THE VARIOUS INDEPENDENT INSURANCE COMPANIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-08
S63 Uniform Securities Agent State Law Examination 1994-10-20
  • S65 Uniform Investment Adviser Law Examination
    1999-03-08
  • S63 Uniform Securities Agent State Law Examination
    1994-10-20
Other Names
  • Pat R Mandola

View on SEC IAPD

Other Firms

VANGUARD ADVISERS, INC.
TTFCM LLC
BBAE ADVISORS LLC
PARADIGM GROUP
CAISHEN FINANCIAL
EVERGREEN WEALTH ADVISORS
EDWARD JONES
KICKING HORSE INVESTMENT MANAGEMENT, LLC

Other Investors

John Wayne Purvis
Guy Rene Mondjii
GREGORY THOMAS HANSEN
CLAYBORN PAUL MCCLINTON
BRIAN Michael STRANGE
Seth Gregory Downing
GEORGE ALBERT CENTENO
ERIC RAY FRANCIS

Other Offices

VANGUARD ADVISERS, INC. · PLANO, TX
VANGUARD ADVISERS, INC. · PLANO, TX
VANGUARD ADVISERS, INC. · Plano, TX
VANGUARD ADVISERS, INC. · Plano, TX
VANGUARD ADVISERS, INC. · Plano, TX
TTFCM LLC · PLANO, TX
BBAE ADVISORS LLC · PLANO, TX
PARADIGM GROUP · PLANO, TX

More in Plano, TX

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