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Current Employers
Physicians Wealth Solutions, Llc

6816 Caine Road, Columbus, OH 43235 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2014-12-08
  • OH RA
    APPROVED
    Since 2014-12-08

Branch Locations

6816 Caine Road, Columbus, OH 43235 • United States

Common Wealth Management Llc

6816 Caine Road, Columbus, OH 43015 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2010-03-22
  • OH RA
    APPROVED
    Since 2010-03-22

Branch Locations

6816 Caine Road, Columbus, OH 43015 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Common Wealth Management Llc Delaware OH 06/2009 Present
Physicians Wealth Solutions, Llc Delaware OH 05/2014 Present
Previous Registrations
  • 2009-03-13 → 2009-07-30
    Dublin, OH
  • 2007-11-08 → 2009-03-13
    Ferris, Baker Watts, Llc
    Dublin, OH
  • 2007-04-02 → 2007-10-29
    Morgan Stanley & Co. Llc
    Dublin, OH
  • 2001-09-07 → 2007-04-02
    Morgan Stanley Dw Inc.
    Dublin, OH
    Dublin, OH
Other Businesses

OWNER OF RESIDENTIAL RENTAL PROPERTY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-28
S63 Uniform Securities Agent State Law Examination 1994-12-02
  • S65 Uniform Investment Adviser Law Examination
    2001-07-28
  • S63 Uniform Securities Agent State Law Examination
    1994-12-02
Other Names
  • Mark W Kamann

View on SEC IAPD

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