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Christopher Michael Pekala

Ameriprise Financial Services, LLC

East Hartford, CT

Manchester, CT

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-19
CT RA APPROVED 1994-08-09
  • TX RA
    APPROVED
    Since 2013-09-19
  • CT RA
    APPROVED
    Since 1994-08-09

Branch Locations

55 Hartland St Ste 405, East Hartford, CT 06108 • United States

Manchester, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. East Hartford CT 09/2005 03/2020
Ameriprise Financial Services, Llc East Hartford CT 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-31
  • S66 Uniform Combined State Law Examination
    2013-08-31

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · EAST HARTFORD, CT
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