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Stan Aaron Holladay

Charles Schwab & Co., Inc.

Richfield, OH

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2008-01-10
  • OH RA
    APPROVED
    Since 2008-01-10

Branch Locations

4150 Kinross Lakes Pkwy, Richfield, OH 44286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co. Inc. Richfield OH 12/2007 Present
Working Solutions Plano TX 12/2009 Present
Self Employed Medina OH 12/2009 Present
  • 12/2007 → Present
    Charles Schwab & Co. Inc.
    Richfield, OH
  • 12/2009 → Present
    Working Solutions
    Plano, TX
  • 12/2009 → Present
    Self Employed
    Medina, OH
Previous Registrations
  • 2006-11-29 → 2007-08-06
    Quality Benefits Agency
    Brooklyn Heights, OH
  • 2004-10-05 → 2006-02-01
    Td Ameritrade, Inc.
    Orange Village, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-01
S63 Uniform Securities Agent State Law Examination 1994-06-23
  • S66 Uniform Combined State Law Examination
    2004-10-01
  • S63 Uniform Securities Agent State Law Examination
    1994-06-23
Other Names
  • Stanley Aaron Holladay

View on SEC IAPD

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GEORGE MCELROY AUSSEM
WENDI B. DEVAN-GLOVNA
Kurt U Shore
BRADFORD CHARLES BURGESS
MARCI M STEWART
Elizabeth Loveman
HARLYNN J M J HOBBS

Other Offices

SCHWAB WEALTH ADVISORY, INC. · Richfield, OH
SCHWAB WEALTH ADVISORY, INC. · Richfield, OH
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC · Richfield, OH
EDWARD JONES · Richfield, OH
RABE INVESTMENT CONSULTING GROUP · RICHFIELD, OH
SIKICH FINANCIAL · Richfield, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Richfield, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Richfield, OH

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