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Veronica Herrera Aguirre

Raymond James & Associates, Inc.

Pasadena, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-05-05
  • CA RA
    APPROVED
    Since 2020-05-05

Branch Locations

301 North Lake Avenue Suite 1150, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Los Angeles CA 01/2009 04/2020
Raymond James & Associates, Inc Pasadena CA 05/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-31
S65 Uniform Investment Adviser Law Examination 2000-12-10
S63 Uniform Securities Agent State Law Examination 1997-08-25
  • S66 Uniform Combined State Law Examination
    2008-05-31
  • S65 Uniform Investment Adviser Law Examination
    2000-12-10
  • S63 Uniform Securities Agent State Law Examination
    1997-08-25
Other Names
  • Veronica Aguirre Herrera
  • Veronica Herrera Aguirre
  • Veronica Aguirre Valdez

View on SEC IAPD

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CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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