Steven Anthony Battel

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Paramus, NJ
• 11/2016 → 04/2018
  Wells Fargo Clearing Services, Llc
  Paramus, NJ
• 04/2018 → Present
  Kestra Investment Services
  Red Bank, NJ
• 04/2018 → Present
  Kestra Private Wealth Services
  Red Bank, NJ

Previous Registrations

• 2008-09-18 → 2018-04-27
  Wells Fargo Clearing Services, Llc
  Paramus, NJ
  Red Bank, NJ

Other Businesses

Bus Name: LIBERTY WEALTH SOLUTIONS POSITION: Managing Director, Wealth Manager NATURE: Insurance INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 08/01/2024 ADDRESS: 130 Maple Ave, Unit 7A, Red Bank NJ 07701, United States DESCRIPTION: financial advisor with LWS through KPWS RIA. duties included investment advice, planning, day to day running and operating the business. Bus Name: SNR 123, LLC POSITION: Member NATURE: pass through LLC for running our financial services business INVESTMENT RELATED: No, # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2024 ADDRESS: 130 Maple Ave, Unit 7A, Red Bank NJ 07701, United States DESCRIPTION: payroll and other administrative expenses. As of today we don't have any employees but may rehire one. Bus Name: LUCKY MAPLE 123 LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: No, # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2023 ADDRESS: 130 Maple Ave, Unit 7A, Red Bank NJ 07701, United States DESCRIPTION: I am a 50% owner of the LLC with my brother in law/business partner at KPWS, Rob Yevchak.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-07-02
• S63 Uniform Securities Agent State Law Examination
  1998-06-12