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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-20
CA RA APPROVED 2026-06-24
  • TX RA
    APPROVED
    Since 2026-07-20
  • CA RA
    APPROVED
    Since 2026-06-24

Branch Locations

1455 First St Ste 201, Napa, CA 94559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Napa CA 09/2009 11/2018
First Republic Investment Management Inc Napa CA 11/2018 07/2023
Jp Morgan Chase Bank Na Napa CA 10/2023 05/2024
Edward Jones St Louis MO 05/2024 06/2026
Wells Fargo Clearing Services, Llc Napa CA 06/2026 Present
  • 09/2009 → 11/2018
    Merrill Lynch
    Napa, CA
  • 11/2018 → 07/2023
    First Republic Investment Management Inc
    Napa, CA
  • 10/2023 → 05/2024
    Jp Morgan Chase Bank Na
    Napa, CA
  • 05/2024 → 06/2026
    St Louis, MO
  • 06/2026 → Present
    Napa, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-23
S63 Uniform Securities Agent State Law Examination 2001-01-16
  • S65 Uniform Investment Adviser Law Examination
    2002-10-23
  • S63 Uniform Securities Agent State Law Examination
    2001-01-16
Other Names
  • Erin Hofacket Mcphee
  • Erin Nicole Hofacket
  • Erin Mcphee
  • Erin Nicole Mcphee

View on SEC IAPD

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