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Citigroup Global Markets Inc. CRD 7059
$56.0B regulatory AUM 2,481 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-01 |
Branch Locations
Citi Private Bank 388 Greenwich Street, 25Th/29Th Floor, New York, NY 10013 • United States
Citi Private Bank 300 South Grand Avenue, Suite 3130, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mortimore Capital Llc | New York | NY | 04/2015 | 03/2023 |
| Elevation Llc | Charlotte | NC | 05/2020 | 04/2022 |
| Imas Corporate Finance Llc | London | 01/2021 | 03/2023 | |
| Pakenham Partners | London | 01/2017 | 12/2020 | |
| Supervision Brokerage Llc | New York | NY | 04/2022 | 03/2023 |
| Citigroup Global Markets Inc | New York | NY | 04/2023 | Present |
//Mortimore Capital LLC; Investment Related: N; Nature: inactive personal LLC;United States of America,New York,New York City; Started: 2015-03-02; Title: owner; Duties: inactive personal LLC; Hours devoted each month during securities trading hours: 0; Hours devoted each month outside of securities trading hours: 0//
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-21 |
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