Best Investors Account Sign in

Robert Francis Sieja

Ubs Financial Services Inc.

Northbrook, IL

Humacao, PR

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-09-22
PR RA APPROVED 2025-09-22
  • IL RA
    APPROVED
    Since 2025-09-22
  • PR RA
    APPROVED
    Since 2025-09-22

Branch Locations

5 Revere Drive 1 Northbrook Place, Northbrook, IL 60062 • United States

Humacao, PR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Glenview IL 12/2007 09/2025
Ubs Financial Services Inc. Humacao PR 09/2025 Present
Previous Registrations
  • 2007-12-03 → 2025-09-12
    Lpl Financial Llc
    Glenview, IL
    Glenview, IL
    Glenview, IL
    Fort Mill, SC
    New Hope, PA
  • 2023-05-22 → 2025-09-09
    Great Valley Advisor Group, Llc
    Humacao, PR
    New Hope, PA
    Berwyn, PA
    Wilmette, IL
  • 2003-09-25 → 2007-12-04
    New England Securities
    Chicago, IL
    Northbrook, IL
  • 2001-09-11 → 2003-05-12
    Equitable Advisors, Llc
    Northbrook, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-09
  • S66 Uniform Combined State Law Examination
    2001-08-09

View on SEC IAPD

Other Firms

ALLSTATE FINANCIAL ADVISORS, LLC
RITHOLTZ WEALTH MANAGEMENT
SHARP CIRCLE CONSULTING, LLC
DDS INVESTMENT MANAGEMENT, INC.
LPL ENTERPRISE, LLC
OSAIC WEALTH, INC.
E. A. HORWITZ LLC
EAGLE STRATEGIES LLC

Other Investors

KEVIN J TAALMAN
BRIAN ADAM ROSEN
MATTHEW S MEYER
YAKOV MOSHE BAYLIS
WENDY FELICIA JACOBSON-ROSEN
WALTER WALEED COSMO
Charles Louis Rosen
JAY MICHAEL RUBINSTEIN

Other Offices

ALLSTATE FINANCIAL ADVISORS, LLC · Northbrook, IL
RITHOLTZ WEALTH MANAGEMENT · Northbrook, IL
SHARP CIRCLE CONSULTING, LLC · NORTHBROOK, IL
DDS INVESTMENT MANAGEMENT, INC. · NORTHBROOK, IL
LPL ENTERPRISE, LLC · NORTHBROOK, IL
SHARP CIRCLE CONSULTING, LLC · NORTHBROOK, IL
OSAIC WEALTH, INC. · NORTHBROOK, IL
E. A. HORWITZ LLC · DEERFIELD, IL

More in Northbrook, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor