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1400 Broadway 16Th Floor, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2010-01-04 |
Branch Locations
1400 Broadway, 16Th Floor, New York, NY 10018 • USA
1400 Broadway 16Th Floor, New York, NY 10018 • United States
1400 Broadway, 7Th Floor, New York, NY 10018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signature Securities Group Corp./Signature Bank | New York | NY | 11/2009 | 04/2023 |
| Flagstar Advisors/Flagstar Bank | New York | NY | 04/2023 | Present |
1.)WGPhelan Fine Art Photography LLC; 7 Hillcrest Road, Kearny, NJ 07032; Not-Investment Related; Retailing of photographs I have taken; President and sole owner of the entity. Duties include taking pictures and editing the same as well as printing (and delivering) pictures; Started 09/19/2017; Devotes up to 25 hours per month. 2.)Flagstar Bank, N.A.; Not Investment Related; 102 Duffy Avenue, Hicksville, NY 11801; Employed as CDD/EDD Manager.; Started September 6, 2011; Full Time Employment
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-19 |
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