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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-03 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
1321 Osos Street Suite 210, San Luis Obispo, CA 93401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | San Luis Obispo | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. SAN LUIS OBISPO REPUBLICAN WOMEN, FEDERATED; LOCAL CHAPTER NEW MEMBERSHIP CHAIR; ON FINANCE COMMITTEE; ATTEND ONE BOARD MEETING A MONTH AND MONTHLY CHAPTER MEETINGS; 5 HOURS AFTER BUSINESS; 0 DURING BUSINESS; 01/2014 2. *468344 - Trust; Investment related - Yes; San Luis Obispo, California; Successor; 12/2021; During business hours: 2; After business hours: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-23 |
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