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6710 W 121St St Suite 200, Overland Park, KS 66209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-10 |
| MO | RA | APPROVED | 2015-06-01 |
| IL | RA | APPROVED | 2014-10-16 |
Branch Locations
1845 E. Rand Rd Ste 103, Arlington Heights, IL 60004 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lasalle St. Securities, Llc | Arlington Hts | IL | 10/2003 | Present |
| Crown Capital Securities, Lp | Orange | CA | 07/2012 | Present |
| Cornerstone Securities | Overland Park | KS | 10/2014 | Present |
(1) START DATE 01/2015, I DEVOTE 8 HRS/MO AS INDEPENDENT CONTRACTOR FOR INSURANCE DBA TJ STEARNS. THIS IS A NON-INVESTMENT RELATED ACTIVITY & MY DUTIES INCLUDE SELLING TERM, FIXED & INDEXED UNIVERSAL LIFE. (2) START DATE 01/2016, I DEVOTE 12 HR/MO AS INDEPENDENT CONTRACTOR FOR CORNERSTONE SECURITIES. THIS IS AN INVESTMENT RELATED & MY DUTIES ARE AS REGISTERED ADVISOR FOR INDEPENDENT RIA. BUSINESS ADDRESS FOR ALL ABOVE IS SAME AS BRANCH ADDRESS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-02-28 |
| S65 | Uniform Investment Adviser Law Examination | 2001-07-24 |
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