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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-07-08 |
| TX | RA | APPROVED_RES | 2006-10-04 |
Branch Locations
38 Mahaiwe St Ste 2, Great Barrington, MA 01230 • United States
East Otis, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Great Barrington | MA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Great Barrington | MA | 03/2020 | Present |
Business Ownership; Lakeview Aviation, LLC; Owner; The purpose of the LLC is to title an aircraft in LLC ownership. The aircraft will be used for leisure and for building hours for certification purposes. The; 87 Moreau Road, , Tolland, MA, 01034; Not Investment-Related; 05/10/2024; 0 hours per month; 0 during trading hours. Board of Directors; Driftwood Shores Community Associations; General Board Member; PO Box 294, , East Otis, MA, 01029; Not Investment-Related; 09/04/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-12 |
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