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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-11-18 |
| CO | RA | APPROVED | 2020-02-13 |
| NC | RA | APPROVED | 2013-01-10 |
| CA | RA | APPROVED | 2008-12-10 |
Branch Locations
750 B Street Suite 3100, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc | San Diego | CA | 06/1994 | Present |
1] SOUND HEALING PRACTICE; NON-INVESTMENT RELATED, SAN DIEGO, CA, SOUND HEALING PRACTITIONER/STUDENT, 6/6/2023, 6 HRS/MO NON-BUSINESS HRS, O HRS/MO TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-14 |
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