Christopher Jorgensen

Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → 06/2024
  Principal Life Insurance Company
  Des Moines, IA
• 06/2006 → 06/2018
  Princor Financial Services Corporation
  Des Moines, IA
• 03/2019 → Present
  Principal Securities Inc
  Des Moines, IA
• 03/2009 → Present
  Principal Funds Distributor, Inc.
  Des Moines, IA
• 02/2017 → Present
  Principal Asset Management
  Des Moines, IA

Previous Registrations

• 2007-06-07 → 2017-01-26
  Principal Securities, Inc.
  Des Moines, IA

Other Businesses

Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates.

Exams

• S66 Uniform Combined State Law Examination
  2007-06-05
• S63 Uniform Securities Agent State Law Examination
  2005-10-28

Other Names

• Chris Jorgensen
• Christopher Dane Jorgensen