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63 Forest Avenue, Locust Valley, NY 11560 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-01-13 |
Branch Locations
63 Forest Avenue, Locust Valley, NY 11560 • United States
Locust Valley, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mizuho Securities Usa Inc | New York | NY | 05/2015 | 01/2020 |
| Pickwick Capital Partners, Llc | White Plains | NY | 06/2020 | 12/2021 |
| Unemployed | Locust Valley | NY | 02/2020 | 06/2020 |
| Northeast Private Wealth Management | Woodbury | NY | 12/2021 | Present |
1. DOGWOOD LANE CAPITAL, 73 DOGWOOD LN LOCUST VALLEY NY 11560 - NATURE: CONSULTANT/ADVISOR - ROLE: MANAGING PARTNER/PRESIDENT - HRS PER WEEK DEVOTED TO THIS ACTIVITY DURING THE FIRM'S BUSINESS HRS: 40 (BRAND). 2. IAR of PTP, DBA Northeast Private Wealth. Start date Jan 2023. Fee Based investment advisory services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-16 |
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