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200 East 66Th Street A-1901, New York, NY 10065 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-10-24 |
Branch Locations
200 East 66Th Street A-1901, New York, NY 10065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mizuho Securities Usa Inc | New York | NY | 02/2014 | 06/2019 |
| Liquidnet, Inc. | New York | NY | 10/2022 | Present |
| Tullett Prebon Financial Services Llc | New York | NY | 10/2022 | Present |
| Princeton Value Partners Llc | New York | NY | 04/2022 | 09/2022 |
| Precision Global Capital Management | New York | NY | 07/2019 | 01/2020 |
| Unemployed | New York | NY | 02/2020 | 03/2022 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-01-05 |
| S65 | Uniform Investment Adviser Law Examination | 2022-07-08 |
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