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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 10/2008 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 05/2010 | Present |
Entity Name: Robin Hood Foundation Investment related: No Address: 826 Broadway, 9th Floor, New York, NY 10003 www.robinhood.org Nature of the other business: Robin Hood is New York's largest poverty-fighting organization, and since 1988 has focused on finding, funding and creating programs and schools that generate meaningful results for families in New York's poorest neighborhoods. Since its founding, Robin Hood has raised more than $2.5 billion in dollars, goods and services to provide hundreds of the most effective soup kitchens, homeless shelters, schools, job-training programs and other vital services that give New York's neediest citizens the tools they need to build better lives. In addition, Robin Hood's board of directors pays all administrative, fundraising and evaluation costs, so 100% of your donation goes directly to organizations helping New Yorkers in need. Position/Title/Relationship: Other Start Date: 25-Feb-2016 Approximate # of hours a month: 2 hours per quarter Approximate # of hours during securities trading hours: 2 hour per quarter Briefly describe your duties: Board Member 2). THE US-CHINA BUSINESS COUNCIL; BOARD OF DIRECTORS; EFFECTIVE 6/2013; NO COMPENSATION; 15 HOURS ANNUALLY; 15 HOURS DURING SECURITIES TRADING HOURS. Entity Name: Harvard Management Company Investment related: Yes Address: 600 Atlantic Ave, Boston, MA 02210 https://www.hmc.harvard.edu/ Nature of the other business: Private Position/Title/Relationship: Board Member Start Date: 10/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Board member. HMC an asset management firm wholly owned by Harvard University, established to manage the university's endowment, pension assets, working capital, and related assets.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-06-10 |
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