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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-01-10 |
Branch Locations
1 Cowboys Way Suite 450, Frisco, TX 75034 • United States
Lewisville, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Fort Worth | TX | 01/2014 | Present |
| City National Bank | Fort Worth | TX | 07/2021 | Present |
(1) RENT PROPERTY; ADDRESS: 801 SHERYN DRIVE, BURLESON, TEXAS 76028; RENTAL PROPERTY; NOT INVESTMENT RELATED; START DATE:01/11/14; CAPACITY: SOLE PROPRIETOR; DUTIES: OWNER OF RENTAL PROPERTY; HOURS DEVOTED TO THIS OBA PER MONTH: 4; HOURS DEVOTED TO THIS ACTIVITY DURING SECURITY TRADING HOURS: NONE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-18 |
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