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James K Schubert

Morgan Stanley

Warren, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • NJ RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

15 Independence Boulevard 1St Floor, Warren, NJ 07059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Warren NJ 04/2007 Present
Morgan Stanley Smith Barney Warren NJ 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Warren, NJ
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Warren, NJ
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Warren, NJ
  • 2002-06-05 → 2007-04-02
    Morgan Stanley Dw Inc.
    Warren, NJ
    Warren, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-18
S63 Uniform Securities Agent State Law Examination 1996-04-16
  • S65 Uniform Investment Adviser Law Examination
    1996-04-18
  • S63 Uniform Securities Agent State Law Examination
    1996-04-16
Other Names
  • Jamie Schubert

View on SEC IAPD

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Other Offices

MML INVESTORS SERVICES, LLC · Warren, NJ
UBS FINANCIAL SERVICES INC. · Warren, NJ
SACKS & ASSOCIATES, LLC · WARREN, NJ
CAPTRUST · Warren, NJ
CAPITAL ENHANCEMENT, LLC · WARREN, NJ
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WARREN, NJ
MML INVESTORS SERVICES, LLC · Warren, NJ
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