Scott Thomas Sargent

Employer firm

&Partners CRD 3767

$30.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 11/2016
  Wells Fargo Advisors Llc
  Newport Beach, CA
• 11/2016 → 06/2026
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
• 06/2026 → Present
  &Partners
  Nashville, TN

Previous Registrations

• 2010-04-30 → 2026-06-24
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
  Laguna Beach, CA
  Laguna Niguel, CA
• 2009-06-01 → 2010-05-11
  Morgan Stanley
  Irvine, CA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Irvine, CA
• 1998-11-02 → 2007-04-02
  Morgan Stanley Dw Inc.
  Irvine, CA
  Irvine, CA

Other Businesses

POWER OF ATTORNEY FOR MOTHER;INV RELATED; LAGUNA NIGUEL,CA; MANAGE HIS MOTHER'S ACCOUNTS.; POA; START DATE: 07/23/2025; 2 HRS PER MONTH; 2 HRS DURING TRADING; |

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-10-17
• S63 Uniform Securities Agent State Law Examination
  1994-07-29

Designations

• Certified Financial Planner