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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-21 |
Branch Locations
709 S. Harbor City Blvd Suite 510, Melbourne, FL 32901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Melbourne | FL | 11/2008 | 09/2023 |
| Raymond James & Associates | Melbourne | FL | 08/2023 | Present |
(1) Name of Business: Gatorfin LLC Address: 6240 Capstan Ct, Rockledge, FL, 32955, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 09/15/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 50% owner in the Private storage facility
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-25 |
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