Daniel Jack Goldschmidt

Current Employers

A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-09-06
CA	RA	APPROVED	2024-09-05
NY	RA	APPROVED	2021-09-08
NJ	RA	APPROVED	2021-04-12

FL RA
APPROVED

Since 2024-09-06
CA RA
APPROVED

Since 2024-09-05
NY RA
APPROVED

Since 2021-09-08
NJ RA
APPROVED

Since 2021-04-12

Branch Locations

40 Wall Street, New York, NY 10005 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Aegis Capital Corp	New York	NY	07/2015	03/2021
A.G.P. / Alliance Global Partners	New York	NY	03/2021	Present

07/2015 → 03/2021

Aegis Capital Corp

New York, NY
03/2021 → Present

A.G.P. / Alliance Global Partners

New York, NY

Previous Registrations

2015-07-20 → 2021-03-31

Aegis Capital Corp.

New York, NY

New York, NY

New York, NY
2006-04-05 → 2015-05-26

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-10

S66 Uniform Combined State Law Examination

2006-02-10

View on SEC IAPD

Current Employers

A.G.P. / Alliance Global Partners

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews