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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
320 Park Avenue Fl 14, New York, NY 10022 • United States
Greenwich, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | New York | NY | 09/2016 | Present |
| Deutsche Bank Securities Inc | New York | NY | 06/2012 | 09/2016 |
(1)Name of Business: Akorie LLC Address: 30 Gate Field Drive, Greenwich , CT, 06831, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 09/30/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Make and sell bracelets
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-20 |
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