Douglas Evan Badstein

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 11/2016
  Morgan Stanley Smith Barney
  New York, NY
• 11/2016 → 03/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 04/2022 → Present
  Morgan Stanley
  New York, NY

Previous Registrations

• 2016-11-15 → 2022-04-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Juno, FL
• 2009-06-01 → 2016-11-17
  Morgan Stanley
  New York, NY
• 2007-01-29 → 2009-06-01
  Citigroup Global Markets Inc.
  New York, NY
• 2006-11-20 → 2007-02-20
  Signet Financial Management, Llc
  Parsippany, NJ
• 2004-07-08 → 2006-11-20
  Td Ameritrade, Inc.
  Scarsdale, NY
  Scarsdale, NY

Other Businesses

*509206- Trust ; Investment related-Yes; Stony Point, New York; Trustee/Co-Trustee; 08/2003; During business hours: 3; After business hours: 1 *507552 - Trust; Investment related: Yes; Stony Point, New York; Trust; Trustee/Co-Trustee; 09/2022; During business hours: 3; After business hours: 1;

Exams

• S66 Uniform Combined State Law Examination
  2004-07-07
• S63 Uniform Securities Agent State Law Examination
  2001-07-17

Other Names

• Douglas E Badstein