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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1995-04-18 |
| NM | RA | APPROVED | 1994-08-08 |
Branch Locations
2125 Louisiana Blvd, Albuquerque, NM 87110 • United States
123 E Marcy St, Santa Fe, NM 87501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albuquerque | NM | 05/1994 | Present |
| Bank Of America, N.A. | Albuquerque | NM | 11/2009 | Present |
I*95730 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NESS MMS LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: ALBUQUERQUE, NEW MEXICO 87122 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 7/18/2016 NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS LLC IS BEING CREATED BY MY WIFE AND ME TO HOLD TWO SINGLE FAMILY RESIDENTIAL RENTAL HOMES THAT SHE HAS HELD AS A SOLE PROPRIETOR IN THE PAST. IT IS FOR THE PURPOSE OF ASSET PROTECTION AND I PLAN TO BE AN OFFICER OF THE LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-22 |
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