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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2016-11-08 |
Branch Locations
44 Old Ridgebury Road Suite P-140, Danbury, CT 06810 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corp | Danbury | CT | 12/2003 | 10/2016 |
| Lpl Financial Llc | Danbury | CT | 10/2016 | Present |
| Integrated Wealth Concepts Llc | Danbury | CT | 10/2016 | Present |
(1) 10/26/2016: No Business Name - Non-Variable Insurance - Investment Related - 44 Old Ridgebury Road, P140, Danbury, CT 06810 - Start 01/01/2009 - 10 Hr/Mo; 10 Hour(s) During Securities Trading; 2% Time Spent - sale of fixed life, health, disability, accident, and LTC (2) 10/26/2016: Integrated Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - 44 Old Ridgebury Road, P140, Danbury, Connecticut 06810 - 40% Time Spent. (3) 11/18/2016: Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 60% - IAR. (4) 11/18/2016: Integrated Wealth Concepts - DBA: (Hybrid) Integrated Wealth Concepts LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 60% - IAR - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 60% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 5/4/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. (6) 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-28 |
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