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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1999-01-21 |
| AR | RA | APPROVED | 1997-12-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Smith | AR | 11/1997 | Present |
| Bank Of America,Na | Fort Smith | AR | 12/2009 | Present |
I*106892 For profit or not for profit: For-Profit Organization Name of outside business organization: Lonewolf Cattle Company LLC Investment related: N Address of business: fort smith, Arkansas 72903 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 6/1/2016 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I own 220 acres of timber and pasture. I run cattle up to 30 head and sell when I decide to. I*136275 For profit or not for profit: For-Profit Organization Name of outside business organization: Price and Kelly Partnershiop Investment related: N Address of business: mountainburg, Arkansas 72946 Nature of business: Partnership, Position, title, association: General Partner, Start date of relationship: 2/12/2021 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: we have purchased 3 quarter horse mares for the specific purpose of foaling.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-11 |
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