Mitchell Wallace

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → Present
  Wamu Investments, Inc
  San Luis Obispo-Chorro, CA
• 10/2012 → Present
  J.P. Morgan Securities Llc
  San Luis Obispo, CA
• 01/2008 → Present
  Jpmorgan Chase Bank, N.A.
  San Luis Obispo, CA

Previous Registrations

• 2009-05-02 → 2012-10-01
  Chase Investment Services Corp.
  San Luis Obispo, CA
  San Luis Obispo, CA
  Arroyo Grande, CA
  San Luis Obispo, CA
  San Luis Obispo, CA
• 2008-05-07 → 2009-05-02
  Wamu Investments, Inc.
  San Luis Obispo, CA
  San Luis Obispo, CA
  Arroyo Grande, CA
  San Luis Obispo, CA
  San Luis Obispo, CA

Other Businesses

Entity Name: Rental Property in Arroyo Grande, California Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/18/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Self Owned residential rental. The property is managed by a professional property manager and they handle all of the day to day activities required. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/22/2016 ADDRESS: 186 Arroyo Grande, CA 93420 DETAILS: A professional residential property manager manages all of the activities associated with the rental HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/1/2014 ADDRESS: 188 ARROYO GRANDE, CA. DETAILS: MY SPOUSE MANAGES THE PROPERTY. HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams

• S66 Uniform Combined State Law Examination
  2008-05-06
• S63 Uniform Securities Agent State Law Examination
  2005-11-10

Designations

• Certified Financial Planner

Other Names

• Mitchell Wallace
• Mitchell Leroy Wallace