Bruce Thomas Brown

Current Employers

Employment History

• 10/2017 → 09/2020
  Securities Service Network, Inc
  Fayetteville, NC
• 10/2017 → 09/2020
  Ssn Advisory, Inc
  Fayetteville, NC
• 09/2020 → 06/2024
  Securities America, Inc.
  Fayetteville, NC
• 09/2020 → 06/2024
  Securities America Advisors, Inc.
  Fayetteville, NC
• 06/2024 → Present
  Osaic Wealth, Inc.
  Fayetteville, NC
• 06/2024 → Present
  Osaic Wealth, Inc.
  Fayetteville, NC
• 05/2001 → 10/2017
  National Planning Corp
  Fayetteville, NC

Previous Registrations

• 2020-09-18 → 2024-06-14
  Securities America Advisors, Inc.
  Fayetteville, NC
• 2017-10-09 → 2020-09-18
  Ssn Advisory, Inc.
  Fayetteville, NC
• 2001-12-31 → 2017-10-10
  National Planning Corporation
  Fayetteville, NC

Other Businesses

Bruce Brown -1005 Hay Street, Suite 100 Fayetteville, NC 28305 - NIR - Selling Disability insurance - Registered Representative, OSJ - Sole prop - 160 hrs/mo trading HAY STREET METHODIST CHURCH FINANCE COMMITTEE POSITION: Member NATURE: Member of my church finance committee INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 05/07/2001 ADDRESS: 320 Hay Street, Fayetteville NC 28301 DESCRIPTION: Committee member for the Church finance committee KIWANIS CLUB OF FAYETTEVILLE POSITION: Member NATURE: Kiwanis Club of Fayetteville Civic Organization INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 4 START DATE: 05/05/1995 ADDRESS: PO Box 53735, Fayetteville NC 28305 DESCRIPTION: Kiwanis is a Global Organization of Volunteers dedicated to improving the world one child and one community at a time. Involved in children's programs such as reading to head start classes and terrific kids programs. Also helping to sponsor youth baseball. BROWN AND ASSOCIATES INVESTMENT SERVICES POSITION: Owner NATURE: Sale of insurance products to existing clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/07/2001 ADDRESS: 1005 Hay Street, Suite 100, Fayetteville NC 28305 DESCRIPTION: Insurance products sold to existing clients SA ADVISORY POSITION: Investment Advisor NATURE: Advisory (Fee Based) business INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/18/2020 ADDRESS: 1005 Hay Street, Suite 100, Fayetteville NC 28305 DESCRIPTION: serve as an investment Advisor DBA - Brown & Associates Investment Services

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-03-19
• S63 Uniform Securities Agent State Law Examination
  1994-06-03