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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-11-29 |
| IA | RA | APPROVED | 2011-11-01 |
Branch Locations
1075 Jordan Creek Parkway Suite 100, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | West Des Moines | IA | 11/2011 | Present |
1. St. Pius X Catholic Church Finance Council, This council was set up to review monthly financial information for the church and school, I am a member of the finance council and have no direct role in terms of decision making. All decisions are made by the Pastor of the Church and my role is a member of the council that meets on a monthly basis to review church financial information, start date-1/1/2002, Urbandale IowaUnited States-50322 2)Catholic Foundation of Southwest Iowa,This investment committee is set up to review quarterly financial information for the foundation of the Roman Catholic Diocese of Des Moines.,United States50309,I will be a member of the investment committee starting in January, 2026. All investment decisions are made by the committee with the direction of an investment consultant at Morgan Stanley.Start date -1/1/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-26 |
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