Best Investors Account Sign in

Michael Travis Nichols

LPl Financial LLC

Baton Rouge, LA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-11-18
TX RA APPROVED 2021-11-18
  • LA RA
    APPROVED
    Since 2021-11-18
  • TX RA
    APPROVED
    Since 2021-11-18

Branch Locations

10313 Jefferson Hwy Ste B, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneos Wealth Management, Inc. Baton Rouge LA 04/2012 11/2021
Altus Wealth Management, Llc Baton Rouge LA 04/2012 Present
Lpl Financial Llc Baton Rouge LA 11/2021 Present
Previous Registrations
  • 2012-04-27 → 2021-11-22
    Baton Rouge, LA
  • 2004-06-11 → 2012-05-08
    Baton Rouge, LA
    Baton Rouge, LA
  • 2003-02-07 → 2004-06-24
    Vsr Financial Services, Inc.
    Overland Park, KS
  • 2002-10-21 → 2003-02-07
    The Masters, Inc.
    Baton Rouge, LA
Other Businesses

1)11/16/2021 - Altus Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 04/2012 - 160 Hr/Mth 2)11/16/2021 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2021 - 160 Hr/Mth 3)11/16/2021 - National Advantage - Office Manager/Account - insurance agency that mainly writes Professional Liability/Medical Malpractice insurance - Inv Rel - Baton Rouge, LA - Start: 01/1996 - 5 HrMth 4)11/16/2021 - MICHAEL T NICHOLS-SELF - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) 5)11/16/2021 - Altus Benefit Solutions, LLC - Non-Variable Insurance - Inv Rel - At Reported Bujsiness Location(s) - Start: 04/2012 - 5 Hr/Mth

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-06-14
  • S63 Uniform Securities Agent State Law Examination
    1994-06-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Baton Rouge, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor