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Brent Heaton Fisher

Stifel, Nicolaus & Company, Incorporated

Rochester, MN

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-23
MN RA APPROVED 2024-12-12
  • TX RA
    APPROVED
    Since 2025-10-23
  • MN RA
    APPROVED
    Since 2024-12-12

Branch Locations

3425 40Th Avenue Nw Suite 200, Rochester, MN 55901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Rochester MN 11/2024 Present
Us Bank Rochester MN 04/2011 11/2024
  • 11/2024 → Present
    Stifel
    Rochester, MN
  • 04/2011 → 11/2024
    Us Bank
    Rochester, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-25
S65 Uniform Investment Adviser Law Examination 1999-12-07
S63 Uniform Securities Agent State Law Examination 1994-06-01
  • S66 Uniform Combined State Law Examination
    2024-09-25
  • S65 Uniform Investment Adviser Law Examination
    1999-12-07
  • S63 Uniform Securities Agent State Law Examination
    1994-06-01
Other Names
  • Brent Fish

View on SEC IAPD

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