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Tommaso De Nardo

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-13
TX RA APPROVED_RES 2024-09-13
  • NY RA
    APPROVED
    Since 2024-09-13
  • TX RA
    APPROVED_RES
    Since 2024-09-13

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Inc. New York NY 12/2015 01/2018
Bmo Bank Na New York NY 01/2018 09/2024
Bnp Paribas/Bank Of The West New York NY 01/2018 08/2023
J.P. Morgan Securities Llc New York NY 09/2024 Present
Jpmorgan Chase Bank, N.A. New York NY 09/2024 Present
  • 12/2015 → 01/2018
    Oppenheimer & Co Inc.
    New York, NY
  • 01/2018 → 09/2024
    Bmo Bank Na
    New York, NY
  • 01/2018 → 08/2023
    Bnp Paribas/Bank Of The West
    New York, NY
  • 09/2024 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 09/2024 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
Previous Registrations
  • 2023-07-19 → 2024-09-24
    Lpl Financial Llc
    New York, NY
  • 2018-02-01 → 2023-07-19
    Bancwest Investment Services, Inc.
    New York, NY
    Omaha, NE
  • 2015-12-28 → 2018-02-02
    Oppenheimer & Co. Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-26
S63 Uniform Securities Agent State Law Examination 2005-12-13
  • S65 Uniform Investment Adviser Law Examination
    2014-07-26
  • S63 Uniform Securities Agent State Law Examination
    2005-12-13
Other Names
  • Tommaso Denardo

View on SEC IAPD

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